BOOK
Shoken Compliance to Kinyu Shohin Torihiki Ho
Yoshida Osamu
2600yen
(2860yen Tax incl. in Japan)
| Points You Earn | 1% (26p) |
|---|---|
| Release Date | October 28, 2007 |
| Availability | Sold Out |
Product Details
| Catalog No. | NEOBK-443886 |
|---|---|
| JAN/ISBN | 9784785714789 |
| Product Type | BOOK |
| Pages | 263 |
|---|
Books are basically written in Japanese except for bilingual books or ones indicated as not written only in Japanese.
Related Artists
Translate Description
*As it is a machine translation, the result may not provide an accurate description. Please use it only as a reference. *Not available within the China mainland region.
Description in Japanese
証券コンプライアンスと金融商品取引法 / 吉田修
金融庁出向経験のある弁護士による金融商品取引業者の営業マン・コンプライアンス担当者向けの入門的解説書。膨大な金融商品取引法の全体をコンパクトに概観するとともに、行為規制・内部統制について留意した。
Related Offer & Feature
Tracklisting
| 1 |
金融商品取引法等のポイント
|
| 2 |
金融商品・サービスの法規制の必要性
|
| 3 |
金融商品取引法の目的
|
| 4 |
証券取引法から金融商品取引法へ
|
| 5 |
金融商品取引法の対象範囲
|
| 6 |
金融商品・サービスの発行者等に関する規制-情報開示
|
| 7 |
内部統制報告書について
|
| 8 |
金融商品取引業者の業規制
|
| 9 |
金融商品取引業者の行為規制
|
| 10 |
民事裁判規範・金融商品販売法について
|
| 11 |
特定投資家(プロ)と一般投資家(アマ)の区分
|
| 12 |
金融商品取引市場について(自主規制業務の適正な運営の確保)
|
| 13 |
市場取引を行う投資者に対する規制(不公正取引への厳正な対応 平成18年7月4日施行分)
|
| 14 |
市場等を監視する者
|
| 15 |
用語の解説
|
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